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NIST Incident Response: 4-Step Process and Critical Best Practices

  • 5 minutes to read

Table of Contents

    What Is the NIST Incident Response Framework?

    The NIST incident response framework, documented in the Computer Security Incident Handling Guide (NIST Special Publication 800-61), is intended to assist organizations in planning and executing an effective incident response strategy. The framework outlines practices that help in identifying, managing, and mitigating cybersecurity incidents efficiently to minimize damage and reduce recovery time and costs.

    Adopting this framework provides a structured approach to handling security breaches and other disruptions. It breaks down incident response into clear steps, promotes readiness, and ensures a systematic process is in place, reinforcing the security infrastructure of organizations against future incidents.

    About this Explainer:

    This content is part of a series about incident response.


    Why Is NIST Providing Recommendations on Incident Response? 

    NIST provides recommendations on incident response to aid organizations in establishing resilient security postures that can counteract the rising sophistication of cyber threats. The guidelines serve as an authoritative reference that firms of all sizes can adopt to fortify their defenses and ensure continuity of operations in the face of security incidents.

    By leveraging NIST’s expertise, organizations gain access to proven strategies and practices that mitigate risks associated with cybersecurity threats. This guidance is crucial in helping entities prepare for, respond to, and recover from incidents with an emphasis on minimizing impact and learning from events to bolster future responses.


    The 4 Steps of NIST Incident Response Framework

    The 4 Steps of NIST Incident Response Framework
    Image credit: NIST

    Step 1: Incident Preparation and Prevention

    Preparation is the first step in the NIST incident response framework. Organizations must develop and implement robust policies and procedures to prevent incidents before they occur. This involves training employees, establishing security best practices, and setting up defensive mechanisms to ward off potential threats.

    Preventive measures also include regular updates and patches to systems, thorough security assessments, and proactive network monitoring. These efforts collectively create a fortified environment that discourages potential attackers and reduces the likelihood of successful breaches.

    Step 2: Detection and Analysis

    Efficient detection and analysis are paramount in the NIST framework. Organizations must have mechanisms in place to detect incidents rapidly and analyze them to understand their nature and scope. This step involves the use of advanced monitoring tools, intrusion detection systems, and skilled cybersecurity personnel to identify anomalies that could signify a security incident.

    The accurate analysis of the incident is crucial for determining the appropriate response strategy. It involves assessing the impact, understanding the entry point, and identifying the perpetrators, which are vital components for tailoring the response efforts effectively.

    Step 3: Containment, Eradication, and Recovery

    Once an incident is confirmed, containment strategies must be immediately implemented to limit its spread. This temporary fix allows organizations more time to devise a permanent solution without the risk of further damage. Subsequent to containment, eradication efforts involve removing threats from the environment, like deleting malicious files and closing unauthorized access points.

    The recovery step focuses on restoring systems and operations to normal by repairing or replacing affected resources. This phase also involves verifying that the systems are functional and secure post-event, ensuring that no threats remain in the environment to prevent recurrence.

    Step 4: Post-Incident Activity

    The post-incident phase revolves around learning and evolving from the security events. This includes a thorough debriefing to discuss what happened, how it was handled, and ways to prevent similar incidents in the future. Documentation is critical during this phase to record details of the incident, response actions, and recovery process.

    Organizations should also review and update their incident response plan regularly based on lessons learned and evolving threats. Continuous improvement in this step ensures preparedness for future incidents and strengthens organizational resilience against cyber threats.


    Best Practices for Building Your NIST Incident Response Plan 

    Use an Incident Response Plan Template

    Starting with a template ensures that an incident response plan covers all necessary aspects as laid out in the NIST framework. Templates provide a clear structure to follow, making sure no essential element is overlooked. They also allow organizations to tailor the procedures according to specific needs without starting from scratch.

    Adopting a standard template helps maintain consistency in the response process, which can be crucial for team coordination during a crisis. Templates can be adjusted over time as the organization’s needs and technologies evolve, continually optimizing the incident response strategy.

    Use a Centralized Approach

    A centralized approach to incident management aids in maintaining a coherent response strategy across all parts of an organization. This method ensures that all team members are on the same page and that incidents are managed uniformly. Centralization facilitates quicker decision-making and more effective coordination of resources, which is vital during a crisis.

    By centralizing incident response, organizations can also better track and analyze trends over time, leading to more insightful and actionable data. This helps in refining the incident response plan and enhances the overall security posture of the organization.

    Utilize Security Experts

    Incorporating security experts into the incident response team is critical. Their expertise ensures that the organization’s response strategy is comprehensive and up to date with the latest security practices and threat intelligence. Experts can provide in-depth insights during the creation of the incident response plan and lead effective execution during an incident.

    Security professionals can also offer training and support to other team members, elevating the overall skill level of the organization in handling and mitigating incidents. Their continual learning and adaptation to new threats play an essential role in keeping the organization ahead in its security efforts.

    Put Incident Response Technology in Place

    Investing in the right technology is crucial for an effective incident response. Tools such as automated security information and event management (SIEM) systems, advanced endpoint detection and response (EDR) solutions, and other forensic tools help in quickly identifying and mitigating incidents. These technologies provide real-time analysis and alerts, facilitating immediate response.

    Integration of incident response technologies ensures that the organization can not only respond to current incidents but also proactively anticipate and mitigate potential future threats. Continuous updates and upgrades in technology alignment with incident response strategies ensure robust defense mechanisms are always in place.

    Build Your Own Process for Communication and Post-Event Review

    Effective communication is a cornerstone of successful incident response. Organizations should establish predefined communication protocols that outline who to contact, how to communicate during an incident, and the information dissemination hierarchy. This includes designating primary and secondary communication channels to ensure redundancy, such as emails, instant messaging, and secure phone lines. Clear communication ensures that all team members are informed about the incident’s status and can coordinate their efforts efficiently.

    After an incident, it’s crucial to conduct a performance review to evaluate how well the incident was handled and to identify areas for improvement. This review should include all stakeholders involved in the incident response to provide a comprehensive perspective. The process should focus on analyzing the effectiveness of the response steps taken, the decision-making process, and the overall time taken to resolve the incident.


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    • Automated investigations simplify security operations, correlating disparate data to create threat timelines. 
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    With these capabilities, Exabeam empowers security operations teams to achieve faster, more accurate, and consistent TDIR.

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